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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-23 |
Branch Locations
7750 El Camino Real, Suite 2E, Carlsbad, CA 92009 • United States
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sun Capital Management | Irvine | CA | 07/2016 | 02/2017 |
| Dunham And Associates | San Diego | CA | 04/2017 | 02/2019 |
| Edward Jones | St Louis | MO | 10/2019 | 04/2024 |
| Empyr | San Diego | CA | 02/2019 | 10/2019 |
| Lpl Financial Llc | Carlsbad | CA | 04/2024 | Present |
1) 04/2024 - PEEK WEALTH / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 04/2024 - Golden State Wealth LLC DBA Peek Wealth for RIA business - Inv Related - At reported business location 3) 04/2024 - GOLDEN STATE WEALTH MANAGEMENT LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/22/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial. 4) 04/2024 - Golden State Wealth Management, LLC DBA PEEK WEALTH - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - STarted: 4/22/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services thru Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-26 |
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