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Spencer Kenley

114Th Financial Lc

South Jordan, UT

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Current Employers
114Th Financial Lc

South Jordan, UT • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2024-09-16
  • UT RA
    APPROVED
    Since 2024-09-16

Branch Locations

South Jordan, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
114Th Financial Lc South Jordan UT 06/2024 Present
Practice Financial Group, Llc Jacksonville OR 06/2021 12/2023
Practice Financial Group, Llc Jacksonville OR 06/2019 06/2021
Brigham Young University Provo UT 06/2015 05/2019
Self Employed/Sole Proprietor South Jordan UT 01/2024 Present
  • 06/2024 → Present
    South Jordan, UT
  • 06/2021 → 12/2023
    Practice Financial Group, Llc
    Jacksonville, OR
  • 06/2019 → 06/2021
    Practice Financial Group, Llc
    Jacksonville, OR
  • 06/2015 → 05/2019
    Brigham Young University
    Provo, UT
  • 01/2024 → Present
    Self Employed/Sole Proprietor
    South Jordan, UT
Other Businesses

Compliance consulting for investment advisors as a self-employed sole proprietor, beginning January 2024 through present. This takes approximately 2 hours per week and involved conducting compliance reviews for an SEC-registered investment advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-10
  • S65 Uniform Investment Adviser Law Examination
    2024-06-10
Other Names
  • Spencer David Kenley

View on SEC IAPD

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