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Wendy Maria Campos

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-02
CA RA APPROVED 2021-05-27
  • TX RA
    APPROVED
    Since 2022-08-02
  • CA RA
    APPROVED
    Since 2021-05-27

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Brentwood CA 11/2012 Present
Wells Fargo Clearing Services Llc Alamo CA 03/2017 11/2019
Wells Fargo Clearing Services, Llc Brentwood CA 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-27
S63 Uniform Securities Agent State Law Examination 2017-06-16
  • S66 Uniform Combined State Law Examination
    2021-05-27
  • S63 Uniform Securities Agent State Law Examination
    2017-06-16
Other Names
  • Wendy Campos

View on SEC IAPD

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