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Thomas Windom

Capitalwize, LLC

Atlanta, GA

Cleveland, OH

Ethos Financial Planning

Cleveland, OH

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Current Employers
Capitalwize, Llc

1100 Peachtree St. Ne Ste. 200, Atlanta, GA 30309 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-03-24
  • GA RA
    APPROVED
    Since 2026-03-24

Branch Locations

1100 Peachtree St. Ne Ste. 200, Atlanta, GA 30309 • United States

Cleveland, OH • United States

Ethos Financial Planning

Cleveland, OH • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-20
OH RA APPROVED 2024-10-29
  • TX RA
    APPROVED_RES
    Since 2025-06-20
  • OH RA
    APPROVED
    Since 2024-10-29

Branch Locations

Cleveland, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 03/2017 01/2018
Bridgemont Partners Cleveland Heights OH 02/2016 02/2017
The Renhill Group Independence OH 12/2016 02/2017
Stonegate Financial/Tag Cleveland Heights OH 07/2016 09/2016
Windom's Applied Sports Performance Cleveland Heights OH 09/2016 09/2017
Ria In A Box Mayfield Heights OH 01/2018 08/2018
Unemployed Cleveland OH 08/2018 11/2018
Applewood Centers Shaker Heights OH 11/2018 08/2021
On Equity Company Cincinnati OH 12/2021 07/2022
Ohio National Financial Services Cincinnati OH 07/2019 07/2022
Cambridge Investment Research Advisors Inc. Fairfield IA 08/2022 07/2024
Ethos Financial Planning Llc Cleveland OH 08/2024 Present
Capitalwize, Llc Atlanta GA 02/2026 Present
  • 03/2017 → 01/2018
    Charles Schwab & Co., Inc.
    Richfield, OH
  • 02/2016 → 02/2017
    Bridgemont Partners
    Cleveland Heights, OH
  • 12/2016 → 02/2017
    The Renhill Group
    Independence, OH
  • 07/2016 → 09/2016
    Stonegate Financial/Tag
    Cleveland Heights, OH
  • 09/2016 → 09/2017
    Windom's Applied Sports Performance
    Cleveland Heights, OH
  • 01/2018 → 08/2018
    Ria In A Box
    Mayfield Heights, OH
  • 08/2018 → 11/2018
    Unemployed
    Cleveland, OH
  • 11/2018 → 08/2021
    Applewood Centers
    Shaker Heights, OH
  • 12/2021 → 07/2022
    On Equity Company
    Cincinnati, OH
  • 07/2019 → 07/2022
    Ohio National Financial Services
    Cincinnati, OH
  • 08/2022 → 07/2024
    Cambridge Investment Research Advisors Inc.
    Fairfield, IA
  • 08/2024 → Present
    Ethos Financial Planning Llc
    Cleveland, OH
  • 02/2026 → Present
    Capitalwize, Llc
    Atlanta, GA
Previous Registrations
Other Businesses

THOMAS WINDOM, 1336 W 104TH ST., CLEVELAND, OH, 08/2022, REAL ESTATE INVESTOR/LANDLORD, NIR, 1 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-23
  • S66 Uniform Combined State Law Examination
    2022-02-23
Other Names
  • Thomas Michael Windom

View on SEC IAPD

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