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Sarah M. Marie Bell

Ubs Financial Services Inc.

Tulsa , OK

Tulsa, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2022-05-23
  • OK RA
    APPROVED
    Since 2022-05-23

Branch Locations

Tulsa , OK • United States

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kendra Scott Tulsa OK 04/2015 03/2017
Lpl Financial Llc Tulsa OK 03/2017 04/2022
Ubs Financial Services Inc. Tulsa OK 05/2022 Present
Previous Registrations
Other Businesses

04/30/2018 - Notary - state of OK - inv rel - at reported business location(s) - start: 10/17 - 1 hr/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-04
  • S66 Uniform Combined State Law Examination
    2018-09-04
Other Names
  • Sarah Marie Williams

View on SEC IAPD

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