Inactive

Nainesh A Shah

Complete Advisors

Valley Stream, NY

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Current Employers

Complete Advisors

181 S. Franklin Ave. Suite 303, Valley Stream, NY 11581 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-29

NY RA
APPROVED

Since 2021-03-29

Branch Locations

181 S. Franklin Ave. Suite 303, Valley Stream, NY 11581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Unified Financial Securities, Llc	Indianapolis	IN	03/2017	10/2017
The Roosevelt Investment Group	New York	NY	03/1994	07/2019
Complete Advisors Plus Llc	Valley Stream	NY	02/2019	Present

03/2017 → 10/2017

Unified Financial Securities, Llc

Indianapolis, IN
03/1994 → 07/2019

The Roosevelt Investment Group

New York, NY
02/2019 → Present

Complete Advisors Plus Llc

Valley Stream, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2017-06-23

S63 Uniform Securities Agent State Law Examination

2017-06-23

Designations

View on SEC IAPD

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HORNOR, TOWNSEND & KENT, LLC

Other Investors

ADAM NICKOLAS STORK

Julian Schubach

ALAN WEINGARTEN

KIMBERLY ELYSE GILGEOURS

SIMON PATRICK BRADY

Other Offices

LPL FINANCIAL LLC · VALLEY STREAM, NY

NOSURIS, INC. · LYNBROOK, NY

COMPREHENSIVE CAPITAL MANAGEMENT, INC. · LYNBROOK, NY

ANGLIA ADVISORS · VALLEY STREAM, NY

THE WORLD CHANGERS INVESTMENTS, LLC · Valley Stream, NY

ANGLIA ADVISORS · Valley Stream, NY

PFS INVESTMENTS INC. · VALLEY STREAM, NY

PFS INVESTMENTS INC. · VALLEY STREAM, NY

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