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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-02
  • CA RA
    APPROVED
    Since 2026-01-02

Branch Locations

801 S Figueroa St, Los Angeles, CA 90017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Pasqual Fiduciary Trust Company Los Angeles CA 10/2013 03/2017
East West Bank Pasadena CA 03/2017 08/2018
East West Bank Pasadena CA 08/2018 09/2022
Cetera Investment Services Llc St Cloud MN 07/2018 08/2018
Cetera Investment Services Llc St Cloud MN 08/2018 Present
Cetera Investment Advisers Llc Los Angeles CA 11/2025 Present
Ctbc Bank Los Angeles CA 09/2022 Present
  • 10/2013 → 03/2017
    San Pasqual Fiduciary Trust Company
    Los Angeles, CA
  • 03/2017 → 08/2018
    East West Bank
    Pasadena, CA
  • 08/2018 → 09/2022
    East West Bank
    Pasadena, CA
  • 07/2018 → 08/2018
    Cetera Investment Services Llc
    St Cloud, MN
  • 08/2018 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 11/2025 → Present
    Los Angeles, CA
  • 09/2022 → Present
    Ctbc Bank
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-12-29
S66 Uniform Combined State Law Examination 2025-10-31
  • S65 Uniform Investment Adviser Law Examination
    2025-12-29
  • S66 Uniform Combined State Law Examination
    2025-10-31
Other Names
  • Maria Reyes
  • Maria Lourdes Bernadette Chua Reyes

View on SEC IAPD

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