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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-07
PA RA APPROVED 2018-11-30
  • CT RA
    APPROVED
    Since 2025-10-07
  • PA RA
    APPROVED
    Since 2018-11-30

Branch Locations

Philadelphia, PA • United States

15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Philadelphia PA 04/2018 03/2021
Levy Wealth Management Philadelphia PA 09/2017 04/2018
Northwestern Mutual Philadelphia PA 04/2017 09/2017
Temple University Philadelphia PA 08/2014 04/2017
Janney Montgomery Scott Llc Philadelphia PA 03/2021 11/2023
Janney Montgomery Scott Llc Philadelphia PA 11/2023 10/2025
Janney Montgomery Scott Llc West Hartford CT 10/2025 Present
  • 04/2018 → 03/2021
    Janney Montgomery Scott
    Philadelphia, PA
  • 09/2017 → 04/2018
    Levy Wealth Management
    Philadelphia, PA
  • 04/2017 → 09/2017
    Northwestern Mutual
    Philadelphia, PA
  • 08/2014 → 04/2017
    Temple University
    Philadelphia, PA
  • 03/2021 → 11/2023
    Philadelphia, PA
  • 11/2023 → 10/2025
    Philadelphia, PA
  • 10/2025 → Present
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-29
  • S66 Uniform Combined State Law Examination
    2018-11-29
Designations

View on SEC IAPD

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