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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-21
  • TX RA
    APPROVED
    Since 2024-03-21

Branch Locations

224 Sandhill St, Webster, TX 77598 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Fcu Galveston TX 07/2015 03/2017
Hilltop Securities Inc League City TX 03/2017 09/2022
Cetera Advisors Llc St Cloud MN 09/2022 Present
Burrows Capital Advisors Llc League City TX 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 07/2015 → 03/2017
    University Fcu
    Galveston, TX
  • 03/2017 → 09/2022
    League City, TX
  • 09/2022 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 09/2022 → Present
    Burrows Capital Advisors Llc
    League City, TX
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF OTHER BUSINESS: BURROWS CAPITAL ADVISORS LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: BURROWS FINANCIAL HOLDINGS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE:09/2024, POSITION/TITLE/RELATIONSHIP: MANAGING DIRECTOR/COO, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: STRATEGIC OVERSIGHT OF HOLDING COMPANY FOR WEALTH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-01
  • S66 Uniform Combined State Law Examination
    2019-06-01

View on SEC IAPD

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