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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-21 |
| MN | RA | APPROVED | 2021-11-24 |
Branch Locations
7825 Washington Avenue South Suite 410, Bloomington, MN 55439 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Company Of North America | Minneapolis | MN | 08/2016 | 11/2021 |
| Allianz Life Financial Services, Llc | Minneapolis | MN | 03/2017 | 11/2021 |
| Independent Financial Group, Llc | Bloomington | MN | 11/2021 | Present |
(1) CARLTON INVESTMENT SERVICES GROUP, LLC POSITION: Agent/Representative NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/26/2021 ADDRESS: 7825 Washington Avenue South, Suite 410, Bloomington MN 55439, United States DESCRIPTION: Registered Representative at DBA used for marketing purposes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-28 |
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