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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-05
CO RA APPROVED 2025-07-01
  • TX RA
    APPROVED_RES
    Since 2025-12-05
  • CO RA
    APPROVED
    Since 2025-07-01

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 03/2017 Present
Btb Construction And Consulting Llc Ridgway CO 06/2016 10/2016
Unemployed Grand Junction CO 10/2016 03/2017
Schwab Wealth Advisory Inc. Lone Tree CO 06/2025 Present
  • 03/2017 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 06/2016 → 10/2016
    Btb Construction And Consulting Llc
    Ridgway, CO
  • 10/2016 → 03/2017
    Unemployed
    Grand Junction, CO
  • 06/2025 → Present
    Lone Tree, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-30
S63 Uniform Securities Agent State Law Examination 2017-08-11
  • S66 Uniform Combined State Law Examination
    2018-03-30
  • S63 Uniform Securities Agent State Law Examination
    2017-08-11

View on SEC IAPD

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