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Yasmin Lara

Ubs Financial Services Inc.

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-08
  • TX RA
    APPROVED
    Since 2023-12-08

Branch Locations

1000 & 1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Houston TX 03/2017 02/2021
Zions Bancorporation/Amega Bank Houston TX 03/2017 02/2021
Aon The Woodlands TX 08/2015 03/2017
Jpmorgan Chase Bank Na Houston TX 02/2021 10/2022
Jpmorgan Securities Llc Houston TX 02/2021 10/2022
Morgan Stanley Houston TX 10/2022 12/2023
Ubs Houston TX 12/2023 Present
  • 03/2017 → 02/2021
    Lpl Financial Llc
    Houston, TX
  • 03/2017 → 02/2021
    Zions Bancorporation/Amega Bank
    Houston, TX
  • 08/2015 → 03/2017
    Aon
    The Woodlands, TX
  • 02/2021 → 10/2022
    Jpmorgan Chase Bank Na
    Houston, TX
  • 02/2021 → 10/2022
    Jpmorgan Securities Llc
    Houston, TX
  • 10/2022 → 12/2023
    Morgan Stanley
    Houston, TX
  • 12/2023 → Present
    Ubs
    Houston, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
S63 Uniform Securities Agent State Law Examination 2021-05-07
  • S66 Uniform Combined State Law Examination
    2022-11-29
  • S63 Uniform Securities Agent State Law Examination
    2021-05-07
Other Names
  • Yasmin Laplante

View on SEC IAPD

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