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Connor Vincent-William Ginley

Rbc Capital Markets, LLC

Chicago, IL

Chicago, IL

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-10-11
  • IL RA
    APPROVED
    Since 2021-10-11

Branch Locations

111 S Wacker Drive Suite 3200, Chicago, IL 60606 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 03/2017 07/2018
Unemployed Scottsdale AZ 01/2017 03/2017
Nordstrom/Medical Leave Cleveland OH 08/2016 12/2016
Rbc Capital Markets, Llc. Chicago IL 07/2018 Present
  • 03/2017 → 07/2018
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2017 → 03/2017
    Unemployed
    Scottsdale, AZ
  • 08/2016 → 12/2016
    Nordstrom/Medical Leave
    Cleveland, OH
  • 07/2018 → Present
    Rbc Capital Markets, Llc.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-11
S63 Uniform Securities Agent State Law Examination 2017-04-19
  • S66 Uniform Combined State Law Examination
    2021-10-11
  • S63 Uniform Securities Agent State Law Examination
    2017-04-19
Other Names
  • Connor Ginley

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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