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Inactive

Hillary Marie Stalker

Capwealth Advisors, LLC

Franklin, TN

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Current Employers
Capwealth Advisors, Llc

4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-10-21
  • TN RA
    APPROVED
    Since 2022-10-21

Branch Locations

4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Financial Group, Inc Naperville IL 11/2015 08/2020
The O.N. Equity Sales Company Cincinnati OH 03/2017 08/2020
Ohio National Financial Services Cincinnati OH 06/2015 08/2020
Raymond James Financial Services, Inc. Franklin TN 08/2020 08/2022
Southwestern Investment Group Franklin TN 08/2020 08/2022
Southwestern Investment Advisory Services Franklin TN 08/2020 08/2022
Deering Wealth Team Franklin TN 12/2021 08/2022
Capwealth Advisors, Llc Franklin TN 10/2022 Present
  • 11/2015 → 08/2020
    Strategic Financial Group, Inc
    Naperville, IL
  • 03/2017 → 08/2020
    The O.N. Equity Sales Company
    Cincinnati, OH
  • 06/2015 → 08/2020
    Ohio National Financial Services
    Cincinnati, OH
  • 08/2020 → 08/2022
    Raymond James Financial Services, Inc.
    Franklin, TN
  • 08/2020 → 08/2022
    Southwestern Investment Group
    Franklin, TN
  • 08/2020 → 08/2022
    Southwestern Investment Advisory Services
    Franklin, TN
  • 12/2021 → 08/2022
    Deering Wealth Team
    Franklin, TN
  • 10/2022 → Present
    Franklin, TN
Previous Registrations
Other Businesses

Name of Business: Vested fixed life book Address: Corporate Centre 5 801 Crescent Centre Dr Ste 600, Franklin, TN, 37067, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 06/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJ and Dixon Wells do not have a contract with Ohio National. While I have no contract with ON, I am eligible to receive the vested renewals on policies that cannot be re-underwritten due to uninsurability

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-12-15
S63 Uniform Securities Agent State Law Examination 2017-04-11
  • S65 Uniform Investment Adviser Law Examination
    2020-12-15
  • S63 Uniform Securities Agent State Law Examination
    2017-04-11
Other Names
  • Hillary Marie Van Ham

View on SEC IAPD

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