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4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-10-21 |
Branch Locations
4031 Aspen Grove Drive Suite 600, Franklin, TN 37067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Strategic Financial Group, Inc | Naperville | IL | 11/2015 | 08/2020 |
| The O.N. Equity Sales Company | Cincinnati | OH | 03/2017 | 08/2020 |
| Ohio National Financial Services | Cincinnati | OH | 06/2015 | 08/2020 |
| Raymond James Financial Services, Inc. | Franklin | TN | 08/2020 | 08/2022 |
| Southwestern Investment Group | Franklin | TN | 08/2020 | 08/2022 |
| Southwestern Investment Advisory Services | Franklin | TN | 08/2020 | 08/2022 |
| Deering Wealth Team | Franklin | TN | 12/2021 | 08/2022 |
| Capwealth Advisors, Llc | Franklin | TN | 10/2022 | Present |
Name of Business: Vested fixed life book Address: Corporate Centre 5 801 Crescent Centre Dr Ste 600, Franklin, TN, 37067, United States Activity Type: Non-variable Insurance Position/Title: Other Investment Related: Yes Start Date: 06/08/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: RJ and Dixon Wells do not have a contract with Ohio National. While I have no contract with ON, I am eligible to receive the vested renewals on policies that cannot be re-underwritten due to uninsurability
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-11 |
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