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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-05-28 |
| NC | RA | APPROVED | 2026-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| R. Michael Condrey | Raleigh | NC | 03/2017 | 10/2019 |
| Cozzolinos Pizzeria | Apex | NC | 01/2011 | 02/2017 |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 07/2018 | 10/2019 |
| Captrust | Raleigh | NC | 10/2019 | 04/2021 |
| Northwestern Mutual Investment Services, Llc | Raleigh | NC | 05/2021 | 08/2023 |
| Jason Garey | Raleigh | NC | 04/2021 | 08/2023 |
| Kelly Parker | Raleigh | NC | 04/2021 | 08/2023 |
| Robert Rauf | Raleigh | NC | 04/2021 | 08/2023 |
| Secu Brokerage Services | Raleigh | NC | 08/2023 | 10/2024 |
| Secu Life Insurance Company | Raleigh | NC | 08/2023 | 10/2024 |
| State Employees' Credit Union | Raleigh | NC | 08/2023 | 10/2024 |
| Credit Union Investment Services | Raleigh | NC | 10/2023 | 10/2024 |
| Mariner Independent | Overland Park | KS | 10/2024 | 05/2026 |
| Mariner Wealth Advisors | Overland Park | KS | 10/2024 | 05/2026 |
| Lpl Financial Llc | Fort Mill | SC | 12/2024 | Present |
1) 12/2024 - Mariner Advisor Network / DBA for LPL Business (entity for LPL business) / Inv. Related / Sacramento, CA 95864 / Start date 10/29/2024 2) 12/17/2024 - MARINER INDEPENDENT ADVISOR NETWORK, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:10/29/2024 - 160 Hrs/Mth - 6 to 8 Hrs During Trading . I provide administrative support to Mariner Independent Advisor Network, LLC, an independent investment advisor firm. I started this business activity in 12/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2019-07-26 |
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