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Nathan Charles Handl

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Englewood, CO

Centennial, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-01-03
TX RA APPROVED 2020-12-15
CA RA APPROVED 2020-10-29
  • CO RA
    APPROVED
    Since 2024-01-03
  • TX RA
    APPROVED
    Since 2020-12-15
  • CA RA
    APPROVED
    Since 2020-10-29

Branch Locations

6400 S Fiddlers Green Circle, Englewood, CO 80111 • United States

Centennial, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Litchfield Park AZ 03/2017 08/2019
Jpmorgan Chase Bank Litchfield Park AZ 03/2017 08/2019
Cox Communications Phoenix AZ 08/2015 02/2017
Trek Bicycle Store Of West Phoenix Avondale AZ 05/2011 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Phoenix AZ 08/2019 Present
Bank Of America, N.A. Phoenix AZ 08/2019 Present
  • 03/2017 → 08/2019
    Jp Morgan Securities Llc
    Litchfield Park, AZ
  • 03/2017 → 08/2019
    Jpmorgan Chase Bank
    Litchfield Park, AZ
  • 08/2015 → 02/2017
    Cox Communications
    Phoenix, AZ
  • 05/2011 → 11/2017
    Trek Bicycle Store Of West Phoenix
    Avondale, AZ
  • 08/2019 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Phoenix, AZ
  • 08/2019 → Present
    Bank Of America, N.A.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
S63 Uniform Securities Agent State Law Examination 2017-04-20
  • S66 Uniform Combined State Law Examination
    2020-10-28
  • S63 Uniform Securities Agent State Law Examination
    2017-04-20

View on SEC IAPD

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GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
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