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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-25
  • CA RA
    APPROVED
    Since 2025-02-25

Branch Locations

333 Bush Street Suite 2550, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Cupertino CA 02/2017 03/2019
Jp Morgan Chase Bank Cupertino CA 02/2017 03/2019
Unemployed Sunnyvale CA 01/2016 01/2017
Morgan Stanley Palo Alto CA 03/2019 06/2023
Morgan Stanley Private Bank, N.A New York NY 06/2019 06/2023
Unemployed Bengaluru 06/2023 Present
T. Rowe Price San Francisco CA 02/2025 Present
  • 02/2017 → 03/2019
    Jp Morgan Securities Llc
    Cupertino, CA
  • 02/2017 → 03/2019
    Jp Morgan Chase Bank
    Cupertino, CA
  • 01/2016 → 01/2017
    Unemployed
    Sunnyvale, CA
  • 03/2019 → 06/2023
    Palo Alto, CA
  • 06/2019 → 06/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2023 → Present
    Unemployed
    Bengaluru
  • 02/2025 → Present
    T. Rowe Price
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-05
S63 Uniform Securities Agent State Law Examination 2017-04-17
  • S66 Uniform Combined State Law Examination
    2019-06-05
  • S63 Uniform Securities Agent State Law Examination
    2017-04-17

View on SEC IAPD

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