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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-05-05 |
| OH | RA | APPROVED | 2018-06-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Siharum Advisors, Llc | Boston | MA | 11/2013 | 04/2018 |
| Wells Fargo Advisors Financial Network, Llc | Dublin | OH | 05/2018 | Present |
MKM FINANCIAL SERVICES, LLC, INVT RELATED, COLUMBUS, OH, 100% OWNERSHIP, START DATE 6/23/2020, 0 HRS PER MONTH, 0 HRS DURING TRADING, FINET PRACTICE. FREEPORT 322, LLC, INVT RELATED, UPPER ARLINGTON, OH, 100% OWNERSHIP, START DATE 9/26/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, ESTATE PLANNING PURPOSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-07-06 |
| S65 | Uniform Investment Adviser Law Examination | 2017-05-26 |
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