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Richmond, RI • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-02-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T3 Trading Group, Llc | New York | NY | 03/2017 | 10/2017 |
| Kms Solutions | Middletown | RI | 01/2016 | 09/2017 |
| Edward Jones | St Louis | MO | 04/2019 | 12/2019 |
| Us Government/Dod | Newport | RI | 10/2017 | 03/2019 |
| Quahog Investments Llc | Richmond | RI | 01/2020 | Present |
| Sonalysts Inc. | Newport | RI | 01/2020 | 11/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-31 |
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