Sean A Setaro

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2021-01-04

PA RA
APPROVED

Since 2021-01-04

Branch Locations

1000 Noble Energy Dr Ste 280, Cannonsburg, PA 15317 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	03/2017	01/2021
Industrial Scientific Corporation	Pittsbugh	PA	01/2008	12/2016
Unemployment	Brownsville	PA	12/2016	03/2017
Lpl Financial, Llc	Cannonsburg	PA	01/2021	Present

03/2017 → 01/2021

Edward Jones

St Louis, MO
01/2008 → 12/2016

Industrial Scientific Corporation

Pittsbugh, PA
12/2016 → 03/2017

Unemployment

Brownsville, PA
01/2021 → Present

Lpl Financial, Llc

Cannonsburg, PA

Previous Registrations

2017-07-21 → 2021-01-04

Edward Jones

Brownsville, PA

St Louis, MO

Brownsville, PA

Washington, PA

Washington, PA

Other Businesses

1. 05/31/2023 - Swinsurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/08/2021 - 5 Hours Per Month/ 0 Hours During Securities Trading 2. 08/11/2023 - Succession, Wealth and Insurance Network - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2023 - 40 Hours Per Month/ 40 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-12

S66 Uniform Combined State Law Examination

2017-05-12

View on SEC IAPD