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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-03-30
SC RA APPROVED 2026-03-27
  • NJ RA
    APPROVED
    Since 2026-03-30
  • SC RA
    APPROVED
    Since 2026-03-27

Branch Locations

Beverly, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-10-21
SC RA APPROVED 2024-10-21
  • NJ RA
    APPROVED
    Since 2024-10-21
  • SC RA
    APPROVED
    Since 2024-10-21

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Beverly, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Extensis Group Woodbridge NJ 09/2015 03/2017
Foresters Financial Services Edison NJ 03/2017 05/2019
Unemployed Highland Park NJ 06/2019 08/2019
Thrivent Investment Management Inc Montvale NJ 09/2019 11/2019
Thrivent Financial Appleton WI 10/2019 11/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westfield NJ 01/2020 01/2022
Bank Of America, N.A. Westfield NJ 01/2020 01/2022
Pruco Securities, Llc. Somerset NJ 01/2022 09/2024
Prudential Insurance Company Of America Somerset NJ 01/2022 09/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
Lpl Financial Fort Mill SC 03/2026 Present
  • 09/2015 → 03/2017
    Extensis Group
    Woodbridge, NJ
  • 03/2017 → 05/2019
    Foresters Financial Services
    Edison, NJ
  • 06/2019 → 08/2019
    Unemployed
    Highland Park, NJ
  • 09/2019 → 11/2019
    Thrivent Investment Management Inc
    Montvale, NJ
  • 10/2019 → 11/2019
    Thrivent Financial
    Appleton, WI
  • 01/2020 → 01/2022
    Westfield, NJ
  • 01/2020 → 01/2022
    Bank Of America, N.A.
    Westfield, NJ
  • 01/2022 → 09/2024
    Somerset, NJ
  • 01/2022 → 09/2024
    Prudential Insurance Company Of America
    Somerset, NJ
  • 09/2024 → Present
    Fort Mill, SC
  • 03/2026 → Present
    Lpl Financial
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-21
S63 Uniform Securities Agent State Law Examination 2018-05-14
  • S66 Uniform Combined State Law Examination
    2021-04-21
  • S63 Uniform Securities Agent State Law Examination
    2018-05-14
Other Names
  • Michael Long
  • Mike Long
  • Michael Neil Long

View on SEC IAPD

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