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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-05 |
Branch Locations
1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Big 5 Sporting Goods | Northridge | CA | 07/2016 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2019 |
| Jpmorgan Chase Bank, N.A. | Studio City | CA | 07/2019 | 08/2021 |
| J.P. Morgan Securities, Llc | Studio City | CA | 07/2019 | 08/2021 |
| Paulson Investment Company, Llc | Beverly Hills | CA | 09/2021 | 01/2023 |
| Paulson Investment Advisors, Llc | Beverly Hills | CA | 09/2021 | 01/2023 |
| Alliancebernstein L.P. | Los Angeles | CA | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-14 |
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