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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-09-05 |
| TX | RA | APPROVED_RES | 2025-09-05 |
Branch Locations
425 Access Drive, Spicer, MN 56288 • United States
9800 Shelard Parkway Ste 330, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New London - Spicer Independent | New London | MN | 05/2014 | 12/2017 |
| Saint John's University | Collegeville | MN | 01/2015 | 05/2017 |
| Green Lake Hospitality, Inc. | Spicer | MN | 05/2017 | 09/2017 |
| Gerhardson Warner & Wehmhoff Cpas | Plymouth | MN | 01/2017 | 12/2018 |
| Rgw Wealth Management, Llc | Plymouth | MN | 02/2017 | Present |
| Saint John's University | Collegeville | MN | 08/2014 | 12/2017 |
| Avantax Investment Services, Inc. | Plymouth | MN | 02/2020 | 09/2025 |
| Avantax Advisory Services | Plymouth | MN | 02/2020 | 09/2025 |
| Cetera Wealth Services, Llc | Spicer | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) RGW WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: This is a marketing firm we market and advertise under. INVESTMENT RELATED: No NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 174 START DATE: 02/27/2017 ADDRESS: 9800 Shelard Pkwy, Sutie 330, Plymouth MN 55441, United States DESCRIPTION: duties under the RGW Wealth Management, LLC relate to creating and implementing various marketing strategies for our firm - PR releases, website build and maintenance, etc. As a Financial Advisor, my duties involve meeting with clients, discussing investment strategies, making recommendations, and reviewing/monitoring financial plans 2) RGW WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: This is a marketing firm we market and advertise under. INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 130 START DATE: 02/27/2017 ADDRESS: 9800 Shelard Pkwy, Sutie 330, Plymouth MN 55441, United States DESCRIPTION: duties under the RGW Wealth Management, LLC relate to creating and implementing various marketing strategies for our firm - PR releases, website build and maintenance, etc. As a Financial Advisor, my duties involve meeting with clients, discussing investment strategies, making recommendations, and reviewing/monitoring financial plans
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-20 |
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