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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • MN RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

Plymouth, MN • United States

425 Access Drive, Spicer, MN 56288 • United States

9800 Shelard Parkway Ste 330, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New London - Spicer Independent New London MN 05/2014 12/2017
Saint John's University Collegeville MN 01/2015 05/2017
Green Lake Hospitality, Inc. Spicer MN 05/2017 09/2017
Gerhardson Warner & Wehmhoff Cpas Plymouth MN 01/2017 12/2018
Rgw Wealth Management, Llc Plymouth MN 02/2017 Present
Saint John's University Collegeville MN 08/2014 12/2017
Avantax Investment Services, Inc. Plymouth MN 02/2020 09/2025
Avantax Advisory Services Plymouth MN 02/2020 09/2025
Cetera Wealth Services, Llc Spicer MN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2014 → 12/2017
    New London - Spicer Independent
    New London, MN
  • 01/2015 → 05/2017
    Saint John's University
    Collegeville, MN
  • 05/2017 → 09/2017
    Green Lake Hospitality, Inc.
    Spicer, MN
  • 01/2017 → 12/2018
    Gerhardson Warner & Wehmhoff Cpas
    Plymouth, MN
  • 02/2017 → Present
    Rgw Wealth Management, Llc
    Plymouth, MN
  • 08/2014 → 12/2017
    Saint John's University
    Collegeville, MN
  • 02/2020 → 09/2025
    Avantax Investment Services, Inc.
    Plymouth, MN
  • 02/2020 → 09/2025
    Avantax Advisory Services
    Plymouth, MN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Spicer, MN
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-05-20 → 2025-09-05
    Avantax Advisory Services
    Plymouth, MN
    Plymouth, MN
    Spicer, MN
Other Businesses

1) RGW WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: This is a marketing firm we market and advertise under. INVESTMENT RELATED: No NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 174 START DATE: 02/27/2017 ADDRESS: 9800 Shelard Pkwy, Sutie 330, Plymouth MN 55441, United States DESCRIPTION: duties under the RGW Wealth Management, LLC relate to creating and implementing various marketing strategies for our firm - PR releases, website build and maintenance, etc. As a Financial Advisor, my duties involve meeting with clients, discussing investment strategies, making recommendations, and reviewing/monitoring financial plans 2) RGW WEALTH MANAGEMENT, LLC POSITION: Financial Advisor NATURE: This is a marketing firm we market and advertise under. INVESTMENT RELATED: Yes NUMBER OF HOURS: 174 SECURITIES TRADING HOURS: 130 START DATE: 02/27/2017 ADDRESS: 9800 Shelard Pkwy, Sutie 330, Plymouth MN 55441, United States DESCRIPTION: duties under the RGW Wealth Management, LLC relate to creating and implementing various marketing strategies for our firm - PR releases, website build and maintenance, etc. As a Financial Advisor, my duties involve meeting with clients, discussing investment strategies, making recommendations, and reviewing/monitoring financial plans

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-20
  • S66 Uniform Combined State Law Examination
    2020-05-20
Designations

View on SEC IAPD

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