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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-24
MI RA APPROVED 2017-04-27
  • TX RA
    APPROVED_RES
    Since 2021-09-24
  • MI RA
    APPROVED
    Since 2017-04-27

Branch Locations

4420 Jackson Road Suite 101, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Ann Arbor MI 02/2017 04/2017
Gulfstream Aerospace Savannah GA 07/2011 02/2017
Raymond James Financial Services, Inc. Ann Arbor MI 04/2017 Present
Raymond James Financial Services Advisors Inc. Ann Arbor MI 04/2017 Present
Legacy Financial Ann Arbor MI 08/2017 07/2024
  • 02/2017 → 04/2017
    Raymond James Financial Services, Inc.
    Ann Arbor, MI
  • 07/2011 → 02/2017
    Gulfstream Aerospace
    Savannah, GA
  • 04/2017 → Present
    Raymond James Financial Services, Inc.
    Ann Arbor, MI
  • 04/2017 → Present
    Ann Arbor, MI
  • 08/2017 → 07/2024
    Legacy Financial
    Ann Arbor, MI
Other Businesses

(1)Name of Business: BlauScreen LLC. Address: 4420 Jackson Rd Ste 101, Ann Arbor, MI, 48103-1834, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/10/2025 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: IT support company for our branch. Responsible for troubleshooting of hardware, network management, and website maintenance. (2)Name of Business: Emerson School Address: 4420 Jackson Rd Ste 101, Ann Arbor, MI, 48103-1834, United States Activity Type: Non profit Position/Title: Board Member, Finance/Investment Committee Member Investment Related: Yes Start Date: 06/02/2026 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Will sit on the board of trustees and the finance committee. The finance committee is a separate committee from the investment committee. The finance committee reviews the annual operating budget. (3)Name of Business: Legacy Financial Address: 4420 Jackson Rd Ste 101, Ann Arbor, MI, 48103-1834, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - Secretary Investment Related: No Start Date: 07/01/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Financial Advisor, Partner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-24
  • S66 Uniform Combined State Law Examination
    2017-04-24

View on SEC IAPD

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