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Jodi Marie Alsobrook

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dallas, TX

The Woodlands, TX

Shoreacres, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-17
  • TX RA
    APPROVED
    Since 2017-08-17

Branch Locations

13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

Shoreacres, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 05/1997 08/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated The Woodlands TX 08/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-16
  • S66 Uniform Combined State Law Examination
    2017-08-16
Other Names
  • Jodi Marie Rogers
  • Jodi Marie Breeden
  • Jodi Alsobrook

View on SEC IAPD

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