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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-10-08
  • MD RA
    APPROVED
    Since 2019-10-08

Branch Locations

1307 Point Street, Baltimore, MD 21231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Towson University Towson MD 01/2015 05/2017
Towson University Towson MD 08/2016 03/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2017 06/2018
Northwestern Mutual Investment Services Llc Hunt Valley MD 03/2017 06/2018
Ridge Engineering Hampstead MD 06/2010 01/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2017 06/2018
T Rowe Price Owings Mills MD 06/2018 Present
  • 01/2015 → 05/2017
    Towson University
    Towson, MD
  • 08/2016 → 03/2017
    Towson University
    Towson, MD
  • 03/2017 → 06/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2017 → 06/2018
    Northwestern Mutual Investment Services Llc
    Hunt Valley, MD
  • 06/2010 → 01/2017
    Ridge Engineering
    Hampstead, MD
  • 12/2017 → 06/2018
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2018 → Present
    T Rowe Price
    Owings Mills, MD
Other Businesses

TELL TALE COFFEE COMPANY; NOT INVESTMENT RELATED; WESTMINSTER,MD; COFFEE SALES; 33.34% OWNER; 3/1/21; 20 HOURS PER MONTH, 0 DURING TRADING; EMPLOYEE MANAGEMENT

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-30
S63 Uniform Securities Agent State Law Examination 2017-07-08
  • S66 Uniform Combined State Law Examination
    2019-09-30
  • S63 Uniform Securities Agent State Law Examination
    2017-07-08
Other Names
  • Daniel Caleb Craig

View on SEC IAPD

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