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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-03-26 |
| TX | RA | APPROVED | 2021-03-26 |
Branch Locations
1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
2710 Wycliff Rd Ste 140, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 02/2005 | 03/2021 |
| Bank Of America, Na | Raleigh | NC | 07/2017 | 03/2021 |
| Sanctuary Securities, Inc. | Raleigh | NC | 03/2021 | Present |
| Sanctuary Advisors, Llc | Raleigh | NC | 03/2021 | Present |
1) RILEY RUSHIN FOUNDATION POSITION: Vice President NATURE: Non-profit organization to provide local support to those in need with disabilities. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/7/2024 ADDRESS: 7916 VERONA PL, RALEIGH NC 27613, United States DESCRIPTION: Fundraising and allocating donations to local charities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-04 |
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