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Nicholas Alexander Ferrari-Smith

Capitol Private Wealth Group LLC

Vienna, VA

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Current Employers
Capitol Private Wealth Group Llc

8150 Leesburg Pike Suite 630, Vienna, VA 22182 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-02-01
  • VA RA
    APPROVED
    Since 2024-02-01

Branch Locations

8150 Leesburg Pike Suite 630, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Fairfax VA 09/2018 02/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2017 06/2022
Student Haymarket VA 02/2007 04/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2019 06/2022
Northwestern Mutual Investment Services, Llc Fairfax VA 02/2021 06/2022
Mai Capital Management Llc Reston VA 07/2022 12/2023
Capitol Private Wealth Group Llc Vienna VA 01/2024 Present
  • 09/2018 → 02/2021
    Northwestern Mutual Investment Services Llc
    Fairfax, VA
  • 04/2017 → 06/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2007 → 04/2017
    Student
    Haymarket, VA
  • 07/2019 → 06/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2021 → 06/2022
    Northwestern Mutual Investment Services, Llc
    Fairfax, VA
  • 07/2022 → 12/2023
    Mai Capital Management Llc
    Reston, VA
  • 01/2024 → Present
    Capitol Private Wealth Group Llc
    Vienna, VA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-12-17
  • S63 Uniform Securities Agent State Law Examination
    2018-12-17
Designations
Other Names
  • Nick Ferrari
  • Nick Ferrari-Smith

View on SEC IAPD

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PETER REISNER SHARPE
STEPHEN FRANKLIN STEWART

Other Offices

OSAIC WEALTH, INC. · VIENNA, VA
AMERIPRISE FINANCIAL SERVICES, LLC · VIENNA, VA
PNC WEALTH MANAGEMENT LLC · VIENNA, VA
RETIREMENT RESEARCHER, LLC · TYSONS, VA
MCLEAN ASSET MANAGEMENT CORP. · TYSONS, VA
KIRK CAPITAL ADVISORS LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · VIENNA, VA
ATEGRA CAPITAL MANAGEMENT, LLC · Vienna, VA

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