Chase Follmer

Current Employers

Employment History

• 01/2015 → 02/2025
  Wells Fargo Bank, Na
  Oxnard, CA
• 02/2017 → 10/2020
  Wells Fargo Clearing Services, Llc
  Westlake Village, CA
• 01/2021 → 02/2025
  Wells Fargo Clearing Services, Llc
  Oxnard, CA
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA
• 03/2025 → Present
  Bank Of America, N.A.
  Westlake Village, CA

Previous Registrations

• 2021-01-11 → 2025-02-21
  Wells Fargo Clearing Services, Llc
  Oxnard, CA
  San Luis Obispo, CA
  Ventura, CA
  Westlake Village, CA
• 2019-07-10 → 2020-11-05
  Wells Fargo Clearing Services, Llc
  Thousand Oaks, CA
  Westlake Village, CA
  Westlake Village, CA

Other Businesses

I*: 2220279Name of the other business E. and L. LLCWhether the business is investment-related: NoAddress of the other business Newbury park CA Title, or relationship with the other business: OwnerStart date of your relationship: 12/3/2021Approximate number of hours/month you devote to the other business: 20 per monthNumber of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Help with inventory during weekends I*: 2220278Name of the other business: W. LLCWhether the business is investment-related:: NoAddress of the other business Newbury Park CANature of the other business: Rental properties holding company (single family homes)Start date of your relationship: 4/1/2018Approximate number of hours/month you devote to the other business: 0Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: none I*: 2220277Name of the other business1144 LLCWhether the business is investment-related: NoAddress of the other business Newbury Park CA Nature of the other business: Commerical Real Estate Holding CompanyTitle, or relationship with the other business: OwnerStart date of your relationship: 4/1/2018Approximate number of hours/month you devote to the other business: 0Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: None I*: 2219288Name of the other business: Rental Property 1Whether the business is investment-related: NoAddress of the other business: Newbury Park CA Nature of the other business: Rental PropertyYour position: OwnerStart date of your relationship: 6/1/2023Approximate number of hours/month you devote to the other business: 2Number of hours you devote to the other business during securities trading hours: 0Briefly describe your duties relating to the other business: Owner of the property, rental house I*: 2232284Entity Type: For ProfitName of OBA: Wahi Hui Maui LLCAddress: Newbury Park, CA 91320Investment Related: NoPosition, Title, Association: Owner Employee Start Date: 4/1/2025Number of Hours: 0Number of Hours during trading: 0Duties: Rental Property holding company for two Hawaii properties. owned wholly by my Family. Mother/Father 50% A shares with all the powers.Myself 25% total (50% B shares) with no powers 25% total as well to my sister. 1 Property is long term rental , 1 property is Vacation home for us. No daily or monthly activity no compensation from businessNo hours required during trading hours I*4511292, Entity Type: , Name of OBA: MRS P N F TTEE MR W C F TTEE U/A DTD 03/27/2020, Address: Newbury Park, California, 91320, Investment Related: N, Position, Title, Association: Trustee, Employee Start Date: 04/29/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2019-07-10
• S63 Uniform Securities Agent State Law Examination
  2017-05-11

Other Names

• William Follmer
• W Chase Follmer
• William Chase Follmer
• Chase Follmer
• William C Follmer