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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-28
TX RA APPROVED 2022-05-12
  • GA RA
    APPROVED
    Since 2023-08-28
  • TX RA
    APPROVED
    Since 2022-05-12

Branch Locations

2367 Peachtree Rd Ne, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bentley University Waltham MA 08/2014 05/2018
City Of Cambridge - Human Services Cambridge MA 08/2016 06/2018
Philipps Brooks House Assoc Cambridge MA 01/2015 02/2017
Bentley University Waltham MA 09/2015 05/2018
Bentley University Waltham MA 02/2017 05/2018
Northwestern Mutual Wellesley MA 04/2017 03/2018
Nylife Securities Llc Rockland MA 05/2019 11/2020
New York Life Insurance Co Rockland MA 05/2018 11/2020
Bank Of America, N.A. Waban MA 11/2020 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Waban MA 11/2020 Present
Bank Of America Watertown MA 11/2020 11/2021
  • 08/2014 → 05/2018
    Bentley University
    Waltham, MA
  • 08/2016 → 06/2018
    City Of Cambridge - Human Services
    Cambridge, MA
  • 01/2015 → 02/2017
    Philipps Brooks House Assoc
    Cambridge, MA
  • 09/2015 → 05/2018
    Bentley University
    Waltham, MA
  • 02/2017 → 05/2018
    Bentley University
    Waltham, MA
  • 04/2017 → 03/2018
    Northwestern Mutual
    Wellesley, MA
  • 05/2019 → 11/2020
    Nylife Securities Llc
    Rockland, MA
  • 05/2018 → 11/2020
    New York Life Insurance Co
    Rockland, MA
  • 11/2020 → Present
    Bank Of America, N.A.
    Waban, MA
  • 11/2020 → Present
    Waban, MA
  • 11/2020 → 11/2021
    Bank Of America
    Watertown, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
S63 Uniform Securities Agent State Law Examination 2020-08-21
  • S66 Uniform Combined State Law Examination
    2022-03-25
  • S63 Uniform Securities Agent State Law Examination
    2020-08-21

View on SEC IAPD

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