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2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-24 |
Branch Locations
353 North Clark Street, Chicago, IL 60654 • United States
2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Trail Securities, Llc | New York | NY | 02/2017 | Present |
| Summit Trail Advisors, Llc | Chicago | IL | 01/2016 | Present |
1.) SUMMIT TRAIL SECURITIES, LLC; BROKER-DEALER; INVESTMENT RELATED: YES; NATURE OF ENTITY: BROKER-DEALER; TITLE: REGISTERED REPRESENTATIVE; START DATE: 02/2017; BUSINESS IS CONDUCTED FROM CHICAGO, IL. APPROXIMATELY 90% OF MR. NICKOW'S TIME IS FOR SERVICES AS AN INVESTMENT ADVISOR REPRESENTATIVE AND THE BALANCE AS A REGISTERED REPRESENTATIVE. 2)The Advisor, in their individual capacity, serves in various roles for certain client trusts of the affiliated investment adviser and may receive separate compensation from the trusts for doing so. The Advisor may devote up to 10 hours a month during normal trading hours to these activities. July 2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-15 |
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