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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-30
  • WA RA
    APPROVED
    Since 2020-10-30

Branch Locations

10900 Ne 4Th Street Ste 2300, #2413, Bellevue, WA 98004 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Washington State University Pullman WA 08/2012 05/2017
Penn Mutual Life Insurance Company Horsham PA 03/2017 10/2020
Hornor, Townsend & Kent, Inc. Horsham PA 03/2017 10/2020
Osaic Wealth, Inc. Bellevue WA 10/2020 Present
  • 08/2012 → 05/2017
    Washington State University
    Pullman, WA
  • 03/2017 → 10/2020
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 03/2017 → 10/2020
    Hornor, Townsend & Kent, Inc.
    Horsham, PA
  • 10/2020 → Present
    Bellevue, WA
Previous Registrations
Other Businesses

PACIFIC CAPITAL RESOURCE GROUP POSITION: Insurance Agent NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 41 SECURITIES TRADING HOURS: 41 START DATE: 03/15/2017 ADDRESS: 10900 NE 4th St, Suite 2413, Bellevue WA 98004, United States DESCRIPTION: Insurance sales and service for multiple carriers including Penn Mutual Life Insurance Company

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-11
  • S66 Uniform Combined State Law Examination
    2017-09-11
Other Names
  • Steven Dowden

View on SEC IAPD

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