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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2018-04-18
  • KY RA
    APPROVED
    Since 2018-04-18

Branch Locations

1000 Granite Drive Suite 5, Bardstown, KY 40004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Bardstown KY 02/2017 Present
Transamerica Agency Network Bardstown KY 06/2014 Present
Personally Owned Rental Property Hodgenville KY 08/2014 07/2021
Land Of Lincoln Planning & Zoning Hodgenville KY 11/2017 07/2023
Master Registered Financial Consultant Middletown OH 01/2023 Present
Hidden Meadow Farm Elizabethtown KY 04/2024 Present
  • 02/2017 → Present
    Transamerica Financial Advisors, Inc
    Bardstown, KY
  • 06/2014 → Present
    Transamerica Agency Network
    Bardstown, KY
  • 08/2014 → 07/2021
    Personally Owned Rental Property
    Hodgenville, KY
  • 11/2017 → 07/2023
    Land Of Lincoln Planning & Zoning
    Hodgenville, KY
  • 01/2023 → Present
    Master Registered Financial Consultant
    Middletown, OH
  • 04/2024 → Present
    Hidden Meadow Farm
    Elizabethtown, KY
Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. TRANSAMERICA AGENCY NETWORK/Investment Related - Yes/1000 Granite Drive, Suite 5 Bardstown, KY 40004 (502) 348-3228/Promoting fixed and indexed life insurance products, annuities, and health insurance/Insurance Rep/06.2014/160/80/Field sales, account manager, customer relations, customer service, insurance agent, MASTER REGISTERED FINANCIAL CONSULTANT \ POSITION: Secretary and board member NATURE: Board member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2023 \ ADDRESS: 146 North Breiel Blvd, Middletown OH 45042 \ DESCRIPTION: Membership meetings HIDDEN MEADOW FARM \ POSITION: owner NATURE: Rental property / farm income INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/06/2024 ADDRESS: 1904 Ford Hwy, Elizabethtown KY 42701 \ DESCRIPTION: collecting rent, farm maintenance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-28
S63 Uniform Securities Agent State Law Examination 2017-06-15
  • S65 Uniform Investment Adviser Law Examination
    2018-03-28
  • S63 Uniform Securities Agent State Law Examination
    2017-06-15

View on SEC IAPD

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