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Richard Paul Schwab

Your Ia, LLC

St. George, UT

Tempe, AZ

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Current Employers
Your Ia, Llc

620 South 400 East, St. George, UT 84770 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-06-04
  • AZ RA
    APPROVED
    Since 2026-06-04

Branch Locations

620 South 400 East, St. George, UT 84770 • United States

Tempe, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Phoenix AZ 02/2017 01/2025
World Financial Group, Inc. Phoenix AZ 05/2014 01/2025
The Cleveland Electric Laboratories Co., Inc. Tempe AZ 08/2004 01/2025
Universal Wealth, Llc Phoenix AZ 01/2025 03/2026
Thepartners Wealth Management Carmel By The Sea CA 01/2025 03/2026
Your Ia Tempe AZ 03/2026 Present
Common Sense Financial Tempe AZ 03/2026 Present
  • 02/2017 → 01/2025
    Transamerica Financial Advisors, Inc
    Phoenix, AZ
  • 05/2014 → 01/2025
    World Financial Group, Inc.
    Phoenix, AZ
  • 08/2004 → 01/2025
    The Cleveland Electric Laboratories Co., Inc.
    Tempe, AZ
  • 01/2025 → 03/2026
    Universal Wealth, Llc
    Phoenix, AZ
  • 01/2025 → 03/2026
    Carmel By The Sea, CA
  • 03/2026 → Present
    Your Ia
    Tempe, AZ
  • 03/2026 → Present
    Common Sense Financial
    Tempe, AZ
Previous Registrations
Other Businesses

The Cleveland Electric Laboratories Co., Inc | Not Investment Related | 361 S 52nd St. Tempe AZ 85281 | Temperature Sensors and Turbine Engine Instrumentation | Sales Engineer | August 2014 | 40 hours per week | 40 hours per week during securities trading hours | Customer Relations, Quoting Jobs, Sales. Common Sense Financial | Investment Related | 325 S. 500 E. Suite 202, American Fork, UT 84003 | Insurance | Insurance Agent | March 2026 | 20 hours per week | 5 hours during security trading hours | Life and health insurance sells.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-05
S63 Uniform Securities Agent State Law Examination 2017-05-31
  • S65 Uniform Investment Adviser Law Examination
    2017-10-05
  • S63 Uniform Securities Agent State Law Examination
    2017-05-31

View on SEC IAPD

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