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11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-28 |
Branch Locations
South El Monte, CA • United States
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
177 East Colorado Blvd. Suite 200, Office 3055, Pasadena, CA 91105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A&M University - Commerce | Commerce | TX | 08/2012 | 05/2017 |
| Axa-Advisors, Llc | New York | NY | 05/2017 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 05/2017 | 06/2021 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 06/2021 | Present |
In-Home Service Provider for Grandparents INSURANCE Is Not Investment Related, NATURE: Fixed Insurance and Annuity Business, Agent, 2021-07-01, 10 hours per month, 5 hours per month during trading hours, ADDRESS: 177 East Colorado Boulevard Suite 200, Pasadena CA 91105 USA. Commission Compensation, DESCRIPTION: "When appropriate based on client's priorities and situation, the sale of Fixed Life insurance and fixed annuity products including: Term Life, UL, Whole Life, Indexed Universal Life, Fixed Annuities, Fixed Indexed Annuities and MYGAs." LA PENSION PLANNERS POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related, START DATE: 2021-06-09, HOURS PER month: 160 hours per month, SECURITIES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA related to Financial Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-30 |
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