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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-04
IN RA APPROVED 2022-01-03
  • TX RA
    APPROVED
    Since 2025-11-04
  • IN RA
    APPROVED
    Since 2022-01-03

Branch Locations

930 West U.S. Hwy 30, Schererville, IN 46375 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 02/2017 03/2018
The Hamstra Group Wheatfield IN 06/2009 01/2017
Vector Marketing Oak Lawn IL 05/2014 Present
Davis And Wallman Financial, Llc Rensselaer IN 05/2018 07/2019
Purdue University West Lafayette IN 08/2014 12/2016
Horace Mann Investors, Inc. Springfield IL 05/2018 07/2019
Horace Mann Companies Springfield IL 05/2018 07/2019
Lpl Financial, Llc Schererville IN 02/2021 Present
Private Advisor Group Schererville IN 01/2021 Present
  • 02/2017 → 03/2018
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 06/2009 → 01/2017
    The Hamstra Group
    Wheatfield, IN
  • 05/2014 → Present
    Vector Marketing
    Oak Lawn, IL
  • 05/2018 → 07/2019
    Davis And Wallman Financial, Llc
    Rensselaer, IN
  • 08/2014 → 12/2016
    Purdue University
    West Lafayette, IN
  • 05/2018 → 07/2019
    Horace Mann Investors, Inc.
    Springfield, IL
  • 05/2018 → 07/2019
    Horace Mann Companies
    Springfield, IL
  • 02/2021 → Present
    Lpl Financial, Llc
    Schererville, IN
  • 01/2021 → Present
    Private Advisor Group
    Schererville, IN
Other Businesses

1. 2/5/2021 - Vector Marketing Corporation/Cutco Knives - Not Investment Related - 9550 Bormet Drive, Suite 102, Mokena, IL 60448 - Outside/W-2 Employment - Representative - Started 05/01/2014 - 1 Hour Per Month - Direct Sales Business - Cutco Knives. 2. 05/24/2022 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 05/23/2022 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 05/24/2022 - Private Advisor Group - DBA: Prosper Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date - 05/23/2022 - 160 Hours Per Month/ 160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group an independent investment advisor firm. I started this business activity in 05/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/16/2022 - Private Advisor Group - DBA: Prosper Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date - 05/04/2018 - 130 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 07/14/2023 - Public Notary - Investment Related - At Reported Business Location(s) - Other - Notary - Start Date 07/13/2023 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-07-01
S63 Uniform Securities Agent State Law Examination 2017-07-05
  • S65 Uniform Investment Adviser Law Examination
    2021-07-01
  • S63 Uniform Securities Agent State Law Examination
    2017-07-05
Designations
Other Names
  • Dan Bakker

View on SEC IAPD

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