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Carlos F. Rodriguez

J.P. Morgan Securities LLC

Huntington Bch, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-29
  • CA RA
    APPROVED
    Since 2023-11-29

Branch Locations

18501 Main St, Huntington Bch, CA 92648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Tustin CA 02/2017 01/2024
Jp Morgan Securties Llc Tustin CA 02/2017 01/2024
Unemployed Orange CA 09/2016 01/2017
Irvine Company Apartment Community Irvine CA 07/2016 09/2016
J.P. Morgan Securities Llc Huntington Beach CA 02/2024 Present
Jpmorgan Chase Bank, N.A. Huntington Beach CA 02/2024 Present
  • 02/2017 → 01/2024
    Jp Morgan Chase
    Tustin, CA
  • 02/2017 → 01/2024
    Jp Morgan Securties Llc
    Tustin, CA
  • 09/2016 → 01/2017
    Unemployed
    Orange, CA
  • 07/2016 → 09/2016
    Irvine Company Apartment Community
    Irvine, CA
  • 02/2024 → Present
    J.P. Morgan Securities Llc
    Huntington Beach, CA
  • 02/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Huntington Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-14
S63 Uniform Securities Agent State Law Examination 2017-04-05
  • S66 Uniform Combined State Law Examination
    2023-01-14
  • S63 Uniform Securities Agent State Law Examination
    2017-04-05
Other Names
  • Carlos F Rodriguez
  • Carlos Fidel Rodriguez

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON BEACH, CA
CM FIRST CAPITAL CORP. · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
SPAHR FINANCIAL GROUP, LLC · HUNTINGTON BEACH, CA
SPAHR FINANCIAL GROUP, LLC · HUNTINGTON BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Huntington Beach, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · HUNTINGTON BEACH, CA
PORTOLA SPRINGS CAPITAL MANAGEMENT, LLC · HUNTINGTON BEACH, CA

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