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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-08-09 |
Branch Locations
111 East Kilbourn Avenue Suite 800, Milwaukee, WI 53202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vietnomics Llc | Elm Grove | WI | 01/2017 | 02/2019 |
| Vietnomics Llc | Elm Grove | WI | 09/2008 | 12/2016 |
| New York Life Insurance Company | Milwaukee | WI | 09/2021 | 07/2022 |
| Xuan Law Firm | Ho Chi Minh | 03/2019 | 04/2021 | |
| Unemployment | Milwaukee | WI | 05/2021 | 08/2021 |
| Nylife Securities Llc. | Milwaukee | WI | 02/2022 | 07/2022 |
| Equitable Advisors, Llc | New York | NY | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-05 |
| S63 | Uniform Securities Agent State Law Examination | 2022-03-31 |
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