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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-06-08
  • CA RA
    APPROVED
    Since 2026-06-08

Branch Locations

680 Newport Center Drive Suite 200, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpl Talent Ladera Ranch CA 10/2015 02/2017
Paradigm Gilbert Irvine CA 02/2022 05/2022
Lpl Financial Llc Irvine CA 02/2017 02/2022
Oppenheimer & Co. Inc. Newport Beach CA 06/2022 Present
  • 10/2015 → 02/2017
    Jpl Talent
    Ladera Ranch, CA
  • 02/2022 → 05/2022
    Paradigm Gilbert
    Irvine, CA
  • 02/2017 → 02/2022
    Lpl Financial Llc
    Irvine, CA
  • 06/2022 → Present
    Newport Beach, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-06-05
  • S66 Uniform Combined State Law Examination
    2026-06-05
Other Names
  • Patrick Gabriel Alano

View on SEC IAPD

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