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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-12-01 |
| UT | RA | APPROVED | 2025-11-25 |
Branch Locations
49 North 400 West, Salt Lake City, UT 84101-1368 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 02/2017 | 05/2017 |
| Wells Fargo Bank N.A | Salt Lake City | UT | 07/2014 | 05/2017 |
| Wells Fargo Bank, Na | Salt Lake City | UT | 08/2017 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 09/2017 | 09/2023 |
| Fidelity Investments | Salt Lake City | UT | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2024-01-03 |
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