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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-02-01
  • WA RA
    APPROVED
    Since 2021-02-01

Branch Locations

2401 34Th W, Seattle, WA 98199 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

4700 Brooklyn Avenue Ne, Suite B, Seattle, WA 98105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup San Antonio TX 06/2015 09/2018
Unemployed Seattle WA 09/2018 11/2018
Keybank Seattle WA 11/2018 01/2022
Key Investment Services Seattle WA 12/2018 09/2020
Key Investment Services Seattle WA 09/2020 01/2022
Key Investment Services Seattle WA 01/2022 Present
  • 06/2015 → 09/2018
    Citigroup
    San Antonio, TX
  • 09/2018 → 11/2018
    Unemployed
    Seattle, WA
  • 11/2018 → 01/2022
    Keybank
    Seattle, WA
  • 12/2018 → 09/2020
    Key Investment Services
    Seattle, WA
  • 09/2020 → 01/2022
    Key Investment Services
    Seattle, WA
  • 01/2022 → Present
    Key Investment Services
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
S63 Uniform Securities Agent State Law Examination 2017-05-09
  • S66 Uniform Combined State Law Examination
    2021-01-29
  • S63 Uniform Securities Agent State Law Examination
    2017-05-09

View on SEC IAPD

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