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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2025-06-18
TX RA APPROVED_RES 2025-06-16
PA RA APPROVED 2025-06-06
  • WV RA
    APPROVED
    Since 2025-06-18
  • TX RA
    APPROVED_RES
    Since 2025-06-16
  • PA RA
    APPROVED
    Since 2025-06-06

Branch Locations

600 Grant St, Pittsburgh, PA 15219 • United States

1225 S Main St, Greensburg, PA 15601 • United States

100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Pittsburgh PA 06/2018 03/2019
Jim Shorkey Auto Group White Oak PA 07/2016 11/2016
Pnc Bank Pittsburgh PA 01/2017 06/2018
Pnc Investments Pittsburgh PA 03/2019 12/2022
Morgan Stanley Upper St. Clair PA 12/2022 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pittsburgh PA 05/2025 Present
  • 06/2018 → 03/2019
    Pnc Investments
    Pittsburgh, PA
  • 07/2016 → 11/2016
    Jim Shorkey Auto Group
    White Oak, PA
  • 01/2017 → 06/2018
    Pnc Bank
    Pittsburgh, PA
  • 03/2019 → 12/2022
    Pnc Investments
    Pittsburgh, PA
  • 12/2022 → 05/2025
    Upper St. Clair, PA
  • 05/2025 → Present
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-18
  • S66 Uniform Combined State Law Examination
    2018-05-18
Other Names
  • Mark Smith
  • Mark J Smith

View on SEC IAPD

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