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Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-12-07
TX RA APPROVED_RES 2021-03-31
  • VA RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2021-03-31

Branch Locations

320 B Charles H. Dimmock Pkwy Suite 1, Colonial Heights, VA 23834 • United States

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Midlothian, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Financial Services Ft. Worth MD 02/2017 Present
Canton Canine, Llc Baltimore MD 02/2013 03/2017
First Command Brokerage Services, Inc. Fort Worth TX 02/2021 Present
First Command Advisory Services, Inc. Fort Worth TX 02/2021 Present
First Command Insurance Services Fort Worth TX 02/2021 Present
  • 02/2017 → Present
    First Command Financial Services
    Ft. Worth, MD
  • 02/2013 → 03/2017
    Canton Canine, Llc
    Baltimore, MD
  • 02/2021 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2021 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 02/2021 → Present
    First Command Insurance Services
    Fort Worth, TX
Other Businesses

Name of the other business: Valiant Financial, LLC ; Whether the business is investment-related: Yes ; Address of the other business: 320 B Charles DImmock Parkway, Colonial Heights VA 23834 ; Nature of the other business: Owner/Sole/Partner ; Your position, title, or relationship with the other business: Owner ; The start date of your relationship: 11/27/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: LLC was established for the purpose of running the CHV district.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-06
  • S66 Uniform Combined State Law Examination
    2020-11-06
Other Names
  • Nicole Tarnove
  • Nicole Hall
  • Nicole Brandon Hall

View on SEC IAPD

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