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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-04-29 |
| NE | RA | APPROVED | 2022-04-14 |
| AL | RA | APPROVED | 2022-04-13 |
| DE | RA | APPROVED | 2022-04-13 |
| MS | RA | APPROVED | 2022-04-13 |
| OK | RA | APPROVED | 2022-04-13 |
| RI | RA | APPROVED | 2022-04-13 |
| VA | RA | APPROVED | 2022-04-13 |
| WA | RA | APPROVED | 2022-04-13 |
| AR | RA | APPROVED | 2022-04-06 |
| MN | RA | APPROVED | 2022-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Enterprise Investment Services Inc | Minneapolis | MN | 01/2017 | 09/2021 |
| Famous Daves | Plymouth | MN | 06/2015 | 11/2017 |
| Exos | Minneapolis | MN | 10/2016 | 01/2017 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 09/2021 | Present |
Name of Activity: Old Southern BBQ; Date Activity Started/Modified/Ended: 4/28/2022; Type of Activity: Retail Sales; Role/Relationship: Employee; Responsibilities: Catering for events; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-30 |
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