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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Hallandale | FL | 02/2017 | 10/2022 |
| Wells Fargo Bank Na | Hallandale | FL | 01/2016 | 10/2022 |
| Fidelity Investments | Hallandalebeach | FL | 10/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
OBA-93227|OrgNmn:Baby One LLC|Org Addr:Hallandale,Florida,US|OBA Nature:Baby products online sales|Invst Rel:N|Title:Officer|Duties:posting new item once or twice a month|StrtDt:02-21-20|TotHrs/mon:1|TrdHrs/mon:0|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-10 |
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