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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-01-30 |
Branch Locations
1200 17Th Street Suite 2000, Denver, CO 80202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Tampa | FL | 01/2017 | 06/2018 |
| Wells Fargo Bank Na | Tampa | FL | 10/2013 | 06/2018 |
| Morgan Stanley | Temple Terrace | FL | 06/2018 | 11/2019 |
| Delta Community Credit Union | Atlanta | GA | 02/2020 | 02/2024 |
| Lpl Financial Llc | Atlanta | GA | 03/2021 | 02/2024 |
| Mercer Global Advisors Inc. | Atlanta | GA | 02/2024 | Present |
| Unemployed | Tampa | GA | 11/2019 | 02/2020 |
1) Grupo Sentimiento; Non- Investment related; Hampton, GA; Music; Member; 12/2016; 5 hours per month, 0 hours during trading; Duties include DJing. 2) Saya Goods; Non Investment Related; Hampton, GA; Arts/Crafts/; Owner; 10/2023; 10 hours per month, 0 hours during trading; Duties include Leathercrafting items to sell, designing, and crafting.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-06 |
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