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Kai Heller Spencer

Rockefeller Financial LLC

Wellington, FL

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-21
TX RA APPROVED 2023-08-14
  • FL RA
    APPROVED
    Since 2023-08-21
  • TX RA
    APPROVED
    Since 2023-08-14

Branch Locations

12012 South Shore Blvd., Suite 112, Wellington, FL 33414 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Financial Llc Wellington FL 06/2022 Present
Spearhead Capital Advisors Wellington FL 04/2019 06/2022
Oppenheimer & Co. Inc Boca Raton FL 01/2017 05/2018
Massmutual Fort Lauderdale FL 08/2016 12/2016
Florida Atlantic University Boca Raton FL 08/2016 05/2017
University Of Florida Boca Raton FL 08/2017 05/2019
  • 06/2022 → Present
    Rockefeller Financial Llc
    Wellington, FL
  • 04/2019 → 06/2022
    Spearhead Capital Advisors
    Wellington, FL
  • 01/2017 → 05/2018
    Oppenheimer & Co. Inc
    Boca Raton, FL
  • 08/2016 → 12/2016
    Massmutual
    Fort Lauderdale, FL
  • 08/2016 → 05/2017
    Florida Atlantic University
    Boca Raton, FL
  • 08/2017 → 05/2019
    University Of Florida
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-09
  • S66 Uniform Combined State Law Examination
    2023-08-09
Other Names
  • Kai Heller-Spencer

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WELLINGTON, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Wellington, FL
TD PRIVATE CLIENT WEALTH LLC · Wellington, FL
EDWARD JONES · Wellington, FL
LINCOLN INVESTMENT · Wellington, FL
DUNAMIS CAPITAL CONSULTING, LLC · WELLINGTON, FL
MARIACA WEALTH MANAGEMENT, LLC · WELLINGTON, FL
NVERSES CAPITAL, LLC · WELLINGTON, FL

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