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Duxbury, MA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-04 |
| TX | RA | APPROVED_RES | 2021-01-25 |
| MA | RA | APPROVED | 2021-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Andes Capital Group, Llc | Chicago | IL | 01/2017 | Present |
| Real Estate Fiduciary Services, Llc | Ipswich | MA | 02/2007 | 05/2018 |
| Decker Capital Management, Llc | Duxbury | MA | 05/2018 | Present |
Registered Representative for Andes Capital Group, LLC. Andes Capital Group, LLC is a boutique institutional brokerage and financial services firm, a Registered Broker/Dealer, with its main office in Chicago, Illinois. This relationship facilitates Decker's activities as investment advisor for Decker Capital Management, since it provides the path to appropriately and legally execute securities-related transactions in conjunction with Decker Capital Management, LLC. Decker's focus is on securities related to real assets, including real estate. DuPage County Properties, LLC; Investment related: Yes; Location of the business: 35 TEMPLE STREET, Duxbury, MA, 02332; Description of the business: Manager of an LLC owned by 3 pension funds as Members. The LLC has invested in a partnership formed to own land for sale.; Position Title: Manager; Responsibilities Duties: Manager all affairs of the LLC with discretion to buy/sell and manager real estate investments; Start date with business: 2021-04-01; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5; Percentage of total yearly compensation expected to be derived from the business: 0; Additional notes: DCM serves as a discretionary invest manager for each of the 3 Members of the company, DuPage County Properties, LLC, under separate investment management agreements. DCM receives no compensation as Manager of the LLC. Each Member pays DCM for investment management services outside of the LLC; Treasurer of Waterbend Condominium Owners Association - unpaid
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-03-22 |
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