Samuel Brian Maccallum

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2017-03-30

CA RA
APPROVED

Since 2017-03-30

Branch Locations

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

22 St Clair Ave East, Suite 1106, Toronto, Ontario M4T 2S3 • Canada

Toronto, Ontario • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Raymond James Ltd	Vancouver, Bc	10/2016	Present
Macdougall, Macdougall & Mactier Inc.	Toronto Ontario	08/2000	09/2016
Raymond James (Usa) Ltd.	Toronto Ontario	01/2017	Present

10/2016 → Present

Raymond James Ltd

Vancouver, Bc
08/2000 → 09/2016

Macdougall, Macdougall & Mactier Inc.

Toronto Ontario
01/2017 → Present

Raymond James (Usa) Ltd.

Toronto Ontario

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. SAMUEL MACCALLUM IS LOCATED AT 1806-200 KING ST WEST IN TORONTO ONTARIO AND HAS BEEN EMPLOYED SINCE OCTOBER 1,2016.HE IS A FULL TIME AGENT AND HISTITLE WITH RJL IS "FINANCIAL ADVISOR" AND PORTFOLIO MANAGEMENT SERVICES . HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. HIS JOB DUTIES INCLUDE SALES. STANSTEAD COLLEGE-450 DUFFERIN, STANSTEAD QC. TITLE-TRUSTEE -ASSIST COLLEGE WITH ALUMNI ACTIVITY 1-2 HOURS PER MONTH -ACTIVITY COMMENCED IN 1995.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-03-30

S65 Uniform Investment Adviser Law Examination

2017-03-30

Other Names

Samuel Brian Maccallum

View on SEC IAPD