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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-15 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
350 Centre St, Nutley, NJ 07110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Kearney | NJ | 10/2013 | Present |
| Wells Fargo Clearing Services,Llc | Kearney | NJ | 01/2017 | Present |
SPODIUM AUTO CARE LLC, NOT INV RELATED, KEARNY, NJ, 100% OWNERSHIP WITH SPOUSE, START 5/17/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, MARKETING BOOKKEEPING AND OPERATIONS. RENTAL PROPERTY; INV. RELATED; UNION TOWNSHIP, NJ; 100% OWNERSHIP; START DATE 4/16/2024; 0 HOURS PER MONTH; 0 HOURS DURING TRADING; DUTIES: NONE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-16 |
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